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The necessity of Imamate

By: Ali Reza Amini Mohsen Javadi
No doubt, the compulsoriness [wujūb] of following the Imām is not the same as proof of the rational necessity of Imamate, but even if such necessity is not proven, the fact that we know that God has been kind to His servants and entrusted the Imāms to the people is sufficient. Therefore, to search for the rational reason and at times to challenge the necessity, cannot affect in anyway the compulsoriness of obedience to the Imāms (‘a). If the true sovereignty belongs to Him, as it does, He can also set a specific program for its materialization.
At the same time, great religious figures have never neglected discussing the rational justification of Imamate and have written much in this regard. Of course, Imamate in its broad sense—general Imamate—can be rationally justified very well but the number of the Imāms or their names—specific Imamate—is beyond the confinement of rational proofs as it can only be proved textually [naqlī], i.e. by citing religious textual sources. The argument on the necessity of the existence of an infallible Imām is like the argument on the necessity of prophethood [nubuwwah] and revelation. This argument can be used in both functions of the Imām—religious authority and political leadership.
Regarding religious authority it can be argued that if religion is necessary and divine wisdom dictates, it must be clearly declared to the people and this declaration is not only confined to the Qur’an. In fact, a great portion of the laws needed by mankind cannot explicitly be inferred from the Qur’an. As dictated by divine wisdom, therefore, there must be infallible interpreters of the religion. This is the same principle which is sometimes called “grace†[luṭf] and this extent of grace is incumbent upon God.
This argument can also be confirmed historically and objectively. Practically, the Holy Prophet

#7779;) did not find the opportunity to completely explain the Islamic law [sharī‘ah] to all people. By briefly referring to Shī‘ah books on tradition [ḥadīth], it will become clear that many laws that can be deduced from the sayings and actions of the Infallibles (‘a) cannot basically be found in the Sunnah of the Prophet

#7779;).18
Notwithstanding all his efforts, the Prophet Muḥammad

#7779;) did not find the opportunity to relay all the laws needed by Muslims, for during the 23 years of his prophetic mission, he had to deal with colossal problems such as three years of confinement in the valley of Abū Ṭālib and ten years of struggle and war with the enemies and the conspiracies of hypocrites. Besides, after him, people even differed on some laws which he taught to the people including the manner of performing ablution [wuḍū].19
Concerning the necessity of the second function, i.e. political leadership, it can also be argued that after we acknowledge that sovereignty belongs to God and the people are in need of a leader, divine wisdom dictates that the Islamic society must not be devoid of righteous leaders. If obedience to individuals disapproved by God is supposed to be considered obedience to the ṭāghūt, life in society is impossible without the ruler’s exercise of authority and the people’s adherence to it. So, religious arrangement for this post must have been formulated.
The historical reality or state of affairs of the Islamic society at that time also confirms this point. Firstly, it cannot be accepted that during the particular time when the Apostle

#7779;) was pursuing his great mission and goal and the Islamic society was not yet well established, the ummah would be devoid of just leadership. Secondly, delegation of the issue of caliphate and leadership to consultation and general suffrage cannot be part of the Prophet’s

#7779;) instructions, for general suffrage at that time was an unknown method in society.
As a proof of this claim, the first and second caliphs also adopted appointment [istikhlāf], i.e. designation of the succeeding caliph (either by direct appointment or through a council). Thirdly, the peculiar conditions of Arabia at that time such as the prevalence of fanaticism and tribalism, the haughtiness of powerful foreign enemies, the conspiracy of the hypocrites, the possibility of schemes against the political authority of the Prophet

#7779;), and the emergence of false prophets dictated that the Holy Prophet

#7779;) would give special attention to the issue of leadership and leave no stone unturned in clarifying the ambiguities and doubts surrounding it.
Therefore, according to the Shī‘ah, by settling the issue of religious authority and political leadership after him the Holy Prophet

#7779;) had perfected the religion and guaranteed its implementation. What is mentioned as the last point of perfection in the religion was the scheme related to the existence of proof [ḥujjah] in society that could ensure the perfection of religion so that no loophole could be found in the religious authority. For this reason, from the Shī‘ah viewpoint, Imamate is a complementary of apostleship. The Apostle

#7779;) also strongly links the Qur’an which is the symbol of apostleship to his pure progeny [‘itrah] (‘a) which embodies the Sunnah.

Imamate as a matter of appointment [manṣūṣ]
Infallibility [‘iṣmah], which is an essential characteristic of the designated intellectual authority and perfect interpreter of the religion, requires that the individuals occupying the post of Imamate must be identified by God. A study of the life of Prophet Muḥammad

#7779;) clearly shows that he had strived throughout his life to introduce the Imāms (‘a). During the third year of the prophetic mission [bi‘that] when the Apostle

#7779;) was commanded by God to openly invite his relatives to Islam,20 he referred to Imām ‘Alī (‘a) as his brother, the executor of his will [waṣī] and successor [khalīfah] before an assembly of his kith and kin, asking them to recognize ‘Alī (‘a) as the caliph of the Muslims.21
Elsewhere, he introduced the Ahl al-Bayt (‘a) as one of the Two Weighty Things [thaqalayn] inseparable to the Qur’an.22 It is clear that what must always be with the Qur’an is like the Qur’an in the compulsoriness of following it as an intellectual authority of the Muslims. Similarly, the Holy Prophet

#7779;) had also likened the Ahl al-Bayt (‘a) to the Ark of Noah (‘a). That is, those who will embark the Ark will be saved while those who will refuse to do so will be drowned.23 In some instances, he introduced his Ahl al-Bayt (‘a) as the twelve caliphs after him and had not spared repeating and emphasizing this.24

The Tradition of Ghadīr [Ḥadīth al-Ghadīr]
The most explicit statement of the Holy Prophet

#7779;) about Imamate is the Tradition of Ghadīr [Ḥadīth al-Ghadīr]. According to historians, on his way home from his Farewell Pilgrimage [Ḥajj al-Wadā‘], the Prophet Muḥammad

#7779;) received a Qur’anic verse [āyah] in a place called Ghadīr Khumm in which he was commanded to convey a message to the people, and he was inspired that if this message were not conveyed, his prophetic mission as a whole would not be fulfilled.25 As soon as he received this verse, he decided to convey the message and gathered the people for this purpose. In this historic speech, he first asked the people: “Am I not your master [mawlā]?†When the people replied in the affirmative, he held and raised the hand of ‘Alī (‘a) declared him as the guardian or master [walī] after him. Then, the verse on the perfection of the religion and the completion of God’s favor was revealed whereby the universality of Islam and God being pleased with this revered religion was highlighted.26
This event is recorded in history and books of ḥadīth as indisputably authentic, and more than a hundred companions of the Prophet

#7779;) [ṣaḥābah] have narrated it. From the beginning of the second century up to the fourth century AH, more than 360 Muslim scholars have reported this event.27 Many books have also been written about the Tradition of Ghadīr. There is no doubt about the event and the statement of the Messenger of Allah

#7779;). If there is any difference between the Sunnīs and the Shī‘ah, it is in the interpretation of the Prophet’s

#7779;) statements. The Shī‘ah believe that the use of the word walī was in the sense of ‘Alī (‘a) being the leader of Islamic society, while the Sunnīs are of the opinion that by using this word the Apostle

#7779;) only wanted to introduce ‘Alī (‘a) as “a person who must be respected and befriended by everybody.â€28
In examining the Sunnī interpretation of the event in Ghadīr, it is necessary to consider the following points:
1. According to what Muslim exegetes [mufassirīn] have reported, this event took place after God commanded the Prophet

#7779;) to fulfill his duty and convey to the people a particular message, and after the conveyance of that message, the perfection of the religion and the completion of God’s favor would be fulfilled. As such, apart from being consistent with the purport of the two above mentioned verses, the message must be so important that its conveyance would signify the fulfillment of the prophetic mission and, in case of failure to convey it, it would mean that the religion of God would be imperfect and His favor incomplete. Obviously, respect and friendship, even if it be for ‘Alī (‘a), would not be important enough to signify the fulfillment of the prophetic mission. On the contrary, it is negligence regarding the designation of the intellectual authority and religious leadership which could be tantamount to negligence in the fulfillment of the prophetic mission and bring about the imperfection of the religion.
2. In this ḥadīth, the Holy Prophet

#7779;) asked those who were present: “Have I not more authority over you than yourselves?†All replied in unison: “Yes, it is so.â€
This question is a hint—no, not just a hint, but an explicit referral, to this verse: “The Prophet is closer to the faithful than their own soulsâ€29 which clearly proves the Prophet’s

#7779;) authority [wilāyah] over the Islamic society. After the people acknowledged his wilāyah, the Messenger of Allah

#7779;) said: “Of whomsoever I am master [mawlā], ‘Alī is also his master [mawlā].†The rule of relationship among the parts of the sentence suggests that the wilāyah of ‘Alī (‘a) indicated therein is the same wilāyah of the Prophet

#7779;) which has been acknowledged by the people.
3. Love of ‘Alī (‘a) and the Prophet’s Ahl al-Bayt (‘a) is something commanded also by the Qur’an, describing it as a sign of faith.30 This fact is not something unmentioned in the Qur’an beforehand such that the failure to announce it would be considered imperfection of religion and negligence of a prophetic duty.
4. After this conveyance of the Apostle

#7779;), Abū Bakr and ‘Umar (later to become the first and second caliphs) congratulated ‘Alī (‘a), each of them saying: “O son of Abū Ṭālib! You became my master [mawlā] and the master [mawlā] of every Muslim, man and woman.â€
From this event which happened in the presence of a large group of Muslims and which was recorded in history, it can be deduced that the audience or addressees of this message understood wilāyah not in the sense of “friendship and support†because the expression, “You became my mawlā†is consistent only with wilāyah in the sense of authority and leadership.
5. In the same gathering, after being granted permission by the Prophet

#7779;), Ḥassān ibn Thābit, a famous Arab poet, versified the historic event of Ghadīr as follows:
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Then he said: “Stand up O ‘Alī! For, I am indeed well pleased that you are the Imām and guide after me.â€31
The words “Imām†and “guide†[hādī] used in the verses clearly show that the true meaning and implication in the statement of the Prophet

#7779;) was that of wilāyah in the sense of authority and leadership.
This specific understanding of Imamate, especially in the event of Ghadīr Khumm, had always been confirmed and emphasized by the Imāms (‘a).32 It is clear, therefore, that Shī‘ism as a school of thought is a distinct understanding and interpretation of the religion of Islam and the prophetic message.
Historically, it can be traced back to the time of the prophetic call. Contrary to the notion of some people, Shī‘ism is not a school of thought which was later formed based on the emotions or feelings of a group. The necessity of the designation of the Imām as substantiated by religious text [naṣṣ] is exactly based on the Prophetic Sunnah. According to this viewpoint, based upon his divine mission, the Holy Prophet

#7779;) has set the way of the Imāms and their leadership as the guarantor of the felicity of mankind.
Notes:
18. - By referring to the Shī‘ah books on tradition [ḥadīth], it will become clear that the magnitude of narrations [riwāyāt] is ten times greater than the Holy Qur’an and sayings of the Messenger of Allah

#7779;). For instance, Wasā’il ash-Shī‘ah compiled by the late Shaykh Ḥurr al-‘Āmilī consists of 30 volumes; Mustadrak al-Wasā’il by Muḥaddith Nūrī in 18 volumes; and Biḥār al-Anwār by ‘Allāmah Majlisī in 110 volumes contain narrations from the Infallibles (‘a).
19. - See Muṭahharī, Imāmat va Rahbarī, p. 93; Muḥammad Taqī Miṣbāḥ Yazdī, Āmuzesh-e ‘Aqā’id, p. 305.
20. - Sūrah Shū‘arā’ 26:214: “Warn the nearest of your kinsfolk.â€
21. - This account is recorded as Ḥadīth ad-Dār in Sunnī history books. For example, see Tārīkh aṭ-Ṭabarī, vol. 2, pp. 319-321; Al-Kāmil fī’t-Tārīkh, vol. 2, p. 62; Ibn Abī’l-Ḥadīd, Sharḥ Nahj al-Balāghah, vol. 13, pp. 22, 244; Kanz al-‘Ummāl, vol. 15, p. 115. The text of the ḥadīth is as follows: “Verily, this is my brother, executor of will and my caliph after me. So, listen to him and obey him.â€
22. - Known as Ḥadīth ath-Thaqalayn, this statement is recorded without a broken chain of transmission [mutawātir] from the Holy Prophet

#7779;). It is narrated by 53 companions of the Prophet

#7779;) [ṣaḥābah] and recorded in more than 200 Sunnī books on history, tradition and Qur’anic exegesis [tafsīr]. See, for example, Ṣāḥīḥ Muslim, vol. 4, p. 873; Ṣaḥīḥ Tirmidhī, vol. 5, p. 663; Musnad Aḥmad ibn Ḥanbal, vol. 5, p. 182; Sunan ad-Dāramī, vol. 2, p. 231.
23. - This statement of Prophet Muḥammad

#7779;) is known as Ḥadīth as-Safīnah, narrated by famous ṣaḥābah such as ‘Ali ibn Abī Ṭālib, ‘Abd Allāh ibn ‘Abbās, Abū Dharr al-Ghifāri, Abū Sa‘īd al-Khidri, Anas ibn Mālik, and others, and recorded in Sunnī books.
24. - In some of these narrations, the names of the twelve caliphs or Imāms are mentioned while in some others only the names of the first and the last.
25. - Sūrah Mā’idah 5:67: “O Apostle! Communicate that which has been sent down to you from your Lord, and if you do not, you will not have communicated His message.â€
26. - Sūrah Mā’idah 5:3.
27. - See ‘Allāmah Amīnī, Al-Ghadīr, vol. 1, pp. 14-151.
28. - Sharaf ad-Dīn al-Mūsawī, Al-Murāja‘āt, Correspondences 57-58.
29. - Sūrah Ahzāb 33:6.
30. - Sūrah Shūrā 42:23: “Say, I do not ask of you any reward for it except the affection for [my] relatives.â€
31. - Khwārazmī al-Mālikī, Al-Manāqib, p. 80; Sibṭ ibn Jawzī al-Ḥanafī, Tadhkirat Khawāṣ al-Ummah, p. 20; Ganjī Shāfi‘ī, Kifāyah aṭ-Ṭālib, p. 17; and others. [Trans.]
32. - For example, it is mentioned by Imām ‘Alī (‘a) as narrated by Ibn Ḥijr in Lisān al-Mīzān, vol. 2, p. 285 and Aṣ-Ṣawā‘iq al-Muḥriqah, p. 126; adh-Dhahabī in Mīzān al-I‘tidāl, vol. 1, p. 441; Qundūzī in Yanābī‘ al-Mawaddah, vol. 1, p. 134, bāb 38; Imām Aḥmad ibn Ḥanbal in Musnad Aḥmad ibn Ḥanbal, vol. 1, p. 119; Imāms Ḥasan and Ḥusayn (‘a) in Al-Ghadīr, vol. 1, p. 197.

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